Compliance Officer - Asset Management
Opportunity for a compliance professional with approximately 2-5 years of experience who is looking to develop a long-term career within a buy-side compliance and risk environment. The position will focus primarily on UK and EU regulatory requirements, while also offering opportunities to gain exposure to global frameworks. Client Details Our client is a globally recognised investment manager, who oversees a multibillion-dollar portfolio across a diverse range of credit markets. The business operates across several major cities, bringing together deep expertise and global perspective to deliver consistent results for investors. Description Support UK/EU compliance operations, including regulatory programmes, filings, and ongoing governance requirements.Manage core regulatory workflows such as IFPR, RegData, Connect, and related reporting streams while improving underlying data processes.Contribute to global regulatory processes, including EMIR/SFTR/MiFIR reporting, and maintaining regional asset registers.Assist with investigations, breach remediation, and maintaining registrations, compliance calendars, and risk registers.Collaborate across internal teams, including Data Science, Finance, Legal, Operations, Research, and Portfolio Management and Trading.Support broader risk and compliance standards as part of the wider Finance, Risk, Operations, and Technology function. Profile The successful Compliance Analyst should have: Mid-level compliance experience, supported by ..... full job details .....
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