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Permanent

Compliance Officer

Rochester
money-bag 32000.00-32000.00 Annual
3085442606
Posted Today

Compliance OfficerLocation: North KentWorking Pattern: Full-time, Hybrid (3 days in the office following successful probation)About the RoleMy client is seeking an experienced Compliance Officer to join their 2nd Line Compliance function. Reporting directly to the Compliance Manager, you will play a key role in providing regulatory support and guidance across the business, helping to embed a strong compliance culture with a clear focus on positive client outcomes.This role offers a broad and varied workload within a regulated financial services environment, with exposure to senior stakeholders and key regulatory initiatives.Key ResponsibilitiesAs part of the Compliance team, your responsibilities will include (but are not limited to):Thematic and Client Outcome ReviewsSupporting and delivering the Thematic Review programmeConducting client outcome assessments to ensure regulatory expectations are metFinancial PromotionsReviewing and approving marketing materials, websites and presentations to ensure compliance with FCA regulationsPolicies and GovernanceCreating new and reviewing existing internal policies in line with current regulatory requirementsSenior Managers and Certification Regime (SMandCR)Supporting the administration of SMandCR and Certification processesFinancial CrimeInvestigating referrals from the businessOngoing KYC due diligence monitoring and investigationManagement InformationGathering and analysing data for Management Information (MI) to demonstrate ..... full job details .....

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