Overview

MERJE are delighted to be exclusively partnering with this boutique Private Equity firm in their search for a Senior Compliance Manager in London.This critical hire offers an exciting opportunity to oversee compliance in a dynamic and fast paced environment and will play a crucial role in maintaining regulatory standards and fostering a culture of compliance across the business.Working closely with the GC/Head of Compliance, you will be responsible for:Maintaining a comprehensive understanding of applicable laws, regulations, and industry guidanceProviding timely and practical compliance advice to investment teams, client services, operations, and senior management.Monitoring regulatory developments, assessing the impact on the firm’s business, and proposing updates to policies, procedures, and processes.Maintaining and updating the firm’s Compliance Monitoring ProgrammeOverseeing regulatory reporting obligations (including FCA RegData returns, transaction reporting, suspicious transaction reporting, and breach notifications)Maintaining the firm’s Anti-Money Laundering (AML), Counter-Terrorist Financing (CTF), and sanctions compliance frameworksSupporting the General Counsel in maintaining regulatory records and compliance registers (breaches, conflicts of interest, gifts and entertainment, personal account dealing, etc.)Investigating regulatory breaches and compliance incidents, ensuring appropriate escalation, documentation, and remedial actionFuture scope to take on SM16 and 17 as the company growsQualifications

6-8 years of broad based Compliance experience ideally gained in a Private Equity / Private Markets environmentPractical knowledge of the FCA Handbook (particularly COBS, SYSC, MAR, FUND, and SMandCR)Strong relationship-building skills with the ability to engage proactively with colleagues at all levelsExcellent report writing and presentation skillsSeniority level

Mid-Senior levelEmployment type

Full-timeJob function

FinanceIndustries

Venture Capital and Private Equity Principals and Financial Services

#J-18808-Ljbffr