Compliance Administrator (Entry Level)
Location: Warrington, WA1 (Fully Onsite)
Hours: Monday to Friday, 9:00am - 5:00pm (35 hours/week)
Salary: National Minimum Wage (age dependent)
Contract: Permanent | Full Training Provided

We are recruiting on behalf of a well-established financial services firm for an entry-level Compliance Administrator to join their in-house compliance team. This is an ideal role for someone looking to begin a career in financial services, with full training and development provided in a regulated environment.

You''ll support the Compliance Manager in the day-to-day delivery of the firm''s compliance framework - including file checking, recruitment onboarding, regulatory reporting, and administrative support across compliance processes.

Key Responsibilities:

• Assist in auditing new business files and tracking remedial actions
• Provide pre-sale and induction support to advisers to ensure files meet FCA standards
• Review and log marketing materials to ensure they are clear, fair, and not misleading
• Maintain adviser records, manage compliance inbox queries, and support monthly reporting
• Administer recruitment processes including due diligence, referencing, and FCA applications
• Support onboarding of new advisers - systems access, inductions, and training completion
• Monitor adviser competence progression and assist in coordinating supervision meetings
• Help compile AR annual audit packs and ensure up-to-date business continuity plans
• Manage due diligence for introducers and maintain internal introducer records
• Assist advisers and the compliance team with general queries and admin tasks

Candidate Profile:

• No prior compliance experience required
• Some previous admin experience is advantageous
• Strong verbal and written communication skills
• Good basic level of English and mathematics
• Detail-oriented, organised, and eager to learn
• Comfortable working in a process-driven, regulated environment

Benefits:

• 8% employer pension contribution
• 2x death in service benefit
• Free onsite parking
• Walking distance from Warrington train station
• Full training and mentoring provided

This is a fantastic opportunity to develop key skills and gain hands-on experience within a professional compliance function.

Apply now for immediate consideration.