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Permanent

Compliance Supervisor

London
money-bag 40000.00-40000.00 Annual
3085891779
Posted 1 week ago

Compliance SupervisorLondonDo you thrive on helping advisers grow while raising advice standards across a business?A long-established financial services firm is growing its oversight function and is looking for a confident, people-centred Compliance Supervisor to join the team. This is a great opportunity for someone who genuinely enjoys developing mortgage advisers, raising advice standards and championing consistently positive customer outcomes across the business.The RoleYou''ll play a key part in the first line of defence, carrying out day-to-day supervision and supporting advisers across mortgage and protection advice. Your responsibilities will include:Leading structured 1:1 reviews with advisers to assess performance, competence and overall progress.Offering ongoing coaching, constructive feedback and tailored development support to help advisers grow.Supporting new starters as they navigate the full TandC framework and build their competence.Maintaining clear, accurate and compliant supervision notes, follow up actions and development plans.Identifying early signs of risk, conduct issues or emerging trends and escalating them in line with policy.Acting as a reliable go to contact for regulatory, compliance and best practice guidance.Developing strong, collaborative relationships with colleagues across the business and with external partners.Keeping knowledge current around FCA rules, Consumer Duty expectations and financial crime obligations.Contributing to business ..... full job details .....

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