Risk and Compliance Manager

My client is a leading Professional Services and Investment firm. We are seeking an experienced Compliance professional ideally from an audit background with good regulatory experience including knowledge of ICAEW ethics code.Supporting the Head of Risk and Compliance and the wider team you will be responsible for -Contributing to the Enterprise Risk Management framework and oversight of regulatory requirements for the accountancy divisions and the Investment businessAdvise fee earners and internal stakeholders on complex regulatory and ethical matters, including ICAEW requirementsDraft and maintain key compliance policies, procedures, and guidance documentationSupport the development of driving an enhanced firmwide conduct and ethics policyCreate internal compliance communications and maintain Intranet contentPrepare quarterly reports for the committees meetings and assist with external regulatory visitsCarry out thematic monitoring and file reviewsKeep up to date with regulatory or legislative changes which may impact the firmSupport the Leaning and Development team in preparing and delivering regulatory trainingWhat we are looking for -Similar experience and a background in an Audit, Compliance roleComfortable interpreting complex technical legislation and providing advice and guidance to fee earnersExperience in driving through change and enhancing a strong compliance culture in a collaborative environmentAn Accountancy qualification is desirable but not essentialFor a ..... full job details .....
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