Client Asset Oversight - CASS - Manchester
Client Asset Oversight - CASS - Manchester Atrium EMEA are looking for an accomplished Client Asset Oversight Specialist to join the established CASS Team in Manchester. This team is responsible for ensuring conformance with CAS regulations, across 3 entities. 4 days onsite and 1 day remote. Essential:* Deep knowledge of CAS regulations and client asset oversight * Good knowledge FCA CASS regulations/CASS rulebook* Thorough knowledge of Irish and UK regulations* 1 through to 8 or 9 on FCA book - should have good familiarity* Trends and analysis on potential CASS breaches* Giving guidance to senior management on CASS* Presenting at various committees on CASS* Ensuring regulatory requirements are met and creating insolvency packs* Breach oversight andamp; Internal audits * Working closely with external auditors and internal stakeholders* Prepare MI packs and information for various committees* Provide Technical advisory * FCA - regulatory reporting/12 principles of FCA upheld* Knowledge of client asset rulebook * Custody and clearing background or similar * Will have to present to potential clients on how CASS works - pitch, run the workshop with the client. But day to day client interaction is limited * Good knowledge of reconciliation management * Break management. Day to day shortfall protection Click Apply now to be considered for the Client Asset Oversight - CASS - Manchester ..... full job details .....
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