A well-established and growing financial planning firm is seeking to appoint a Senior Compliance Monitoring Executive to join their team based in Canterbury.This is an excellent opportunity for a Diploma-qualified professional with strong experience within financial planning or paraplanning who is looking to move into a more technical and supervisory compliance role. The firm is particularly interested in speaking with experienced paraplanners or senior paraplanners who are keen to transition into compliance while remaining closely connected to the financial planning process.The RoleThe successful candidate will play a key role in supporting the firm''s compliance monitoring programme. A core aspect of the position will involve reviewing and monitoring the work of paraplanners and advisers, ensuring files meet regulatory standards and internal quality expectations.Key ResponsibilitiesConduct compliance monitoring reviews of client files and documentationReview and assess paraplanning work to ensure regulatory and internal standards are metProvide feedback and guidance to paraplanners and advisers where requiredSupport the development and improvement of internal compliance proceduresAssist with regulatory monitoring and reporting requirementsWork closely with the wider financial planning and compliance teamsCandidate RequirementsDiploma qualified (Level 4) or working towards completionStrong experience within financial planning, paraplanning, or technical support rolesGood ..... full job details .....