Compliance and Regulatory Specialist

Compliance and Regulatory Specialist Bromley, Kent Up to 47,000 per annum Permanent Full time You will be operating as part of the second line of defence by providing regulatory technical and compliance oversight and practical guidance to the business. You will play a key role in the delivery of change to meet new and upcoming regulations and the compliance strategic plan. Your day to day will include: Providing expert and practical regulatory guidance, to the business in relation to its products, systems, policies, processes and controls. Providing pragmatic guidance on regulatory matters. Acting as the compliance SME on projects, governance committees and meetings. Analysing and interpreting conduct risk and compliance MI sharing insights. Providing support to business areas on how to appropriately resolve any identified compliance issues, including root cause analysis and remediation. Maintaining a deep understanding of UK financial services regulation, and upcoming regulatory change, producing summaries and a Compliance Bulletin for all employees Being a key member of project teams providing technical compliance input. Engaging in advisory work to provide guidance to staff on how to comply with relevant requirements in the context of issues raised during normal business activities. Reviewing and approving all financial promotions, marketing material and the website, escalating concerns to the Head of Compliance. Supporting the ..... full job details .....
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