Compliance Assistant
Job Title: Compliance Assistant (part time)Industry: Financial PlanningLocation: CheltenhamSalary: £30-40,000 (FTE)Job Reference: 10234Job Description:Recruit UK are working on an exciting opportunity for a Compliance Assistant to join a Financial Planning firm. Our client is a Chartered Independent Financial Planning firm who specialist in supporting HNW and UHNW clients across the UK. They have a strong compliance team in the office and are looking to bring on an extra level of support to work directly alongside the Compliance Director. Duties: Assist with regular audits of work across the firm Support with ad hoc project work to help maintain and update compliance procedures Assist with pre-sale and post-sale file checking Adhere to strict legal and regulatory requirements Benefits:Highly competitive salary of up to £40,000 (full time) Part time opportunity, 30 hours a week Discretionary bonus scheme Hybrid working 6% pension contribution 25 days holiday Birthday off Buy and sell scheme Private medical insurance 4x DIS Progression opportunities available if interestedSkills and experience required:Experience working in the financial planning industryStrong knowledge of UK products and FCA regulations Experience working in a compliance/file checking position ..... full job details .....
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