Compliance Officer
Financial Services Compliance Officer Location: Holmes Chapel, Cheshire Hours: Monday-Friday, 8:30am-5pm Working Pattern: Office-based initially, hybrid once trained Salary: Up to 40,000 (DOE) + annual bonusA New Opportunity for Compliance Professionals Across Financial ServicesAre you working in Compliance within banking, insurance, financial planning, or another regulated financial services environment, and looking for a role where your expertise really matters?This is an excellent opportunity to join a long-established, respected Independent Financial Planning firm with a strong reputation for quality, integrity, and putting clients first. The business supports a specialist, loyal client base and has grown steadily through expert advice and exceptional service.Due to an internal promotion and an upcoming retirement, the firm is seeking a Compliance Officer to work closely with their experienced Compliance team and help maintain robust standards across the business.If you enjoy a role where accuracy, sound judgement, and regulatory understanding are valued, you''ll feel right at home here.The Key Responsibilities of the Compliance Officer:In this role, you''ll help ensure the firm continues to operate to the highest FCA standards by: Conducting file checks and suitability reviews Supporting the advice team with regulatory guidance Monitoring and maintaining compliance policies and procedures Assisting with internal audits and regulatory reporting Helping the business keep ..... full job details .....
Perform a fresh search...
-
Create your ideal job search criteria by
completing our quick and simple form and
receive daily job alerts tailored to you!