Responsibilities

Lead and deliver thematic reviews across multiple business lines.

Lead on Compliance Monitoring matters across their IB practice.

Advise senior stakeholders on findings, risks, and remediation strategies.

Collaborate across Risk, Compliance, and Audit to strengthen control frameworks.

Prepare high-quality reports and briefings for senior management and committees.

Qualifications

Strong background in compliance monitoring and thematic reviews within investment banking.

Solid understanding of UK regulatory requirements (FCA, PRA, SMCR, etc.).

Excellent stakeholder management and communication skills.

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