Compliance Officer - Independent Financial AdvisorsWest Midlands Hybrid Working Full-time, permanent role (37.5 hours per week)Hybrid working with flexible arrangementsSalary: £45,000 - £50,000 per annum (dependent on experience and qualifications) We have an exciting opportunity for a suitably qualified and experienced Compliance Officer to join a growing firm of Independent Financial Advisors based in the West Midlands.Currently celebrating 10 years in business, the firm has grown organically and now supports a team of 7 IFAs, with ambitious plans for further growth over the coming years. This includes opening additional sites, recruiting more IFAs, and adopting AI-driven solutions to automate back-office processes. Maintaining robust compliance frameworks during this period of change is a key priority.Key Responsibilities Maintain up-to-date knowledge of regulatory requirements and advise senior management on changesCompliance monitoring and reportingFile checking and client file reviewsFCA reportingMaintaining the FCA DirectoryAdviser training and competency oversightFIT assessmentsPolicy review and updatesMandatory training and CPD monitoringEnsuring adequate insurance cover, including PII and Cyber SecurityComplaints handling, resolution, and reportingUndertaking due diligence The Right PersonThis role is ideal for an individual progressing toward a Compliance Manager position who has the experience, ambition, and drive to join the management team and play a key role ..... full job details .....