Regulatory Compliance Manager - Mortgages

Regulatory Compliance Manager - Mortgages

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Regulatory Compliance Manager (Mortgages) - £90,000-£100,000 + benefitsAn opportunity has come up to join one of the UK''s fastest growing Banks. This is an excellent opportunity for someone with a proven background of delivering regulatory compliance to step up in to a leadership role, or a proven leader to further enhance their career.We are partnering with a UK-based specialist banking client to appoint a Regulatory Compliance Lead into their second line of defence function. This is a high-profile opportunity for a senior compliance professional to shape regulatory policy, lead horizon scanning, and act as a key liaison between the business and regulatory bodies.This role will suit an individual with strong FCA/PRA regulatory knowledge, excellent communication skills, and experience working within a regulated environment—particularly within retail banking, mortgages, or financial services. Leadership experience and commercial awareness are essential, as this role involves significant interaction with senior stakeholders and executive management.Key ResponsibilitiesLead the Regulatory Policy and Advisory function within the Compliance teamConduct regulatory horizon scanning and assess the potential impact of new regulations and policy changesTranslate regulatory requirements (FCA/PRA) into actionable internal policies, ensuring they are fit for purposeAct as the compliance lead for Senior Managers and Certification Regime (SMCR), working in partnership with HRProvide timely advice and regulatory guidance to business units across the organisation, including on financial promotionsOversee the development and maintenance of the compliance monitoring planRespond to regulatory communications and data requests from the FCA and PRADevelop strategic compliance plans and drive senior-level engagement in regulatory riskInteract directly with the Group Executive Committee and other SMF role holdersAct as a mentor and leader to one direct report (Analyst level), while supporting wider compliance initiativesStrong experience within a regulated financial services environmentIn-depth understanding of UK regulatory frameworks including FCA and PRA regimesDemonstrated leadership and stakeholder engagement capabilitiesAbility to interpret and apply complex regulatory requirements (e.g. Consumer Duty, TCF, SMCR)High attention to detail and professional problem-solving approachSkilled in drafting regulatory policy and managing external regulatory communicationsConfident using Microsoft Excel, PowerPoint, and compliance toolsAble to self-teach and research emerging regulatory changes independentlyPreferred Qualifications and ExperienceExperience with both regulated and unregulated mortgage productsPrior exposure to quality assurance or compliance testing in banking/financial servicesSeniority level

Seniority level Not ApplicableEmployment type

Employment type Full-timeJob function

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