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Permanent

Compliance File Checker - Financial Planning - London - Fully remote- £40k-£45k + generous

London
money-bag 40000.00-40000.00 Annual
3085435091
Posted Today

Are you a Paraplanner, Report Writer, or experienced File Checker looking to step into a role where your technical expertise genuinely matters? This is an opportunity to join a firm that not only values high-quality advice - it''s built its entire reputation on it.I''m recruiting on behalf of a fully independent, Chartered IFA with a strong industry footprint and an outstanding reputation for delivering excellent client outcomes. They''re growing, they''re respected, and they''re offering a rare chance to join their compliance team in a fully remote capacity.The RoleYou''ll be part of the engine room that safeguards advice quality across the business. Your day-to-day will include:• Reviewing adviser files across pensions and investments• Ensuring suitability reports meet FCA and internal standards• Identifying inconsistencies and providing clear, constructive feedback• Supporting the wider compliance team with ongoing monitoring• Ensuring remedial work is completed to a high standardIf you enjoy detail, problem-solving, and influencing good practice, you''ll thrive here.What You''ll Bring• Minimum 12 months'' file-checking experience,or strong paraplanning/report-writing background• Level 4 Diploma in Financial Planning (must be diploma qualified)• Confident decision-maker with excellent communication skills• Analytical, proactive, and able to work independently• Strong technical knowledge across pensions, investments, and wider planning areasIf you''re ready to take your ..... full job details .....

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